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rCNV: An R package for detecting copy number variants from SNPs data

Piyal Karunarathne, Qiujie Zhou, and Pascal Milesi

This tutorial provides a complete guide to detecting CNVs from SNPs data using rCNV package. This includes importing raw VCF files, filtering them, normalization of read depth, categorization of SNPs into “deviants” and “non-deviants”, and from which SNPs located in putative CNV regions are filtered. A brief workflow is presented in Fig 1. below.

Fig. 1. Workflow of detecting CNVs with rCNV
Fig. 1. Workflow of detecting CNVs with rCNV

All the data used in this tutorial is available either withing the package or from the GitHub repository at https://github.com/piyalkarum/rCNV/tree/master/testDATA.

We provide here a complete workflow of detecting CNVs from SNPs, starting with raw (unfiltered) VCF as in the number 1 of the workflow chart. However, if one believes that they have filtered VCFs for the parameters we highlight (see Fig.1 and sub-sections 1.2 and 1.3), they can start from the number 2 in the workflow shown above.
NOTE: In the latest iteration of the rCNV package, the functions sig.hets() and dupGet() use use a sample based inbreeding coefficient (Fis) to improve the accuracy of the deviant detection. This Fis is calculated using the h.zygosity() function; see below for more information.

# Start by installing the package if you haven't already done so.  
# To install the CRAN version
install.packages("rCNV")

# Or if you would like to install the development version of the package
if (!requireNamespace("devtools", quietly = TRUE)) 
    install.packages("devtools") 
devtools::install_github("piyalkarum/rCNV", build_vignettes = TRUE)

1. PRE-DETECTION

1.1 Importing data

    Raw VCF files can be imported to rCNV R environment using the built-in function readVCF(). The imported vcf is stored as a data frame within a list.
library(rCNV)
vcf.file.path <- paste0(path.package("rCNV"), "/example.raw.vcf.gz")
vcf <- readVCF(vcf.file.path,verbose = FALSE)

# This imports an example VCF file included in the package
# The data is a partial dataset of Norway spruce data from Chen et al. 2019.
#print the first 10 rows and columns of the imported VCF
vcf$vcf[1:10,1:10]
#>    #CHROM   POS     ID    REF    ALT      QUAL FILTER                 FORMAT
#>    <char> <int> <char> <char> <char>     <num> <char>                 <char>
#> 1:  MA_10 24959      .      A      C   4338.29   PASS GT:AD:DP:GQ:PGT:PID:PL
#> 2:  MA_10 26811      .      C      T  33278.10   PASS         GT:AD:DP:GQ:PL
#> 3:  MA_10 26860      .      A      G 273719.00   PASS GT:AD:DP:GQ:PGT:PID:PL
#> 4:  MA_10 26874      .      T      C 374526.00   PASS GT:AD:DP:GQ:PGT:PID:PL
#> 5:  MA_31 21911      .      C      G   2069.06   PASS         GT:AD:DP:GQ:PL
#> 6:  MA_31 40129      .      A      T   6549.58   PASS         GT:AD:DP:GQ:PL
#>                              AT_PA_06_12
#>                                   <char>
#> 1:             0/0:7,0:7:21:.:.:0,21,269
#> 2:               0/0:18,0:18:22:0,22,576
#> 3: 0/1:9,5:14:99:0|1:26860_A_G:183,0,775
#> 4:             0/0:15,0:15:3:.:.:0,3,407
#> 5:               0/0:11,0:11:33:0,33,319
#> 6:               0/0:11,0:11:33:0,33,347

1.2 Filtering VCF for missing data

      The raw VCF files often contain missing data for both samples and SNPs. If retained, these samples and SNPs can introduce false positives and negatives to the analysis. Therefore, they must be removed based on a missing percentage. The function get.miss() determines the missing percentages in samples and SNPs and graphically visualize the missing ranges with 5% quantile values. We recommend removing samples and SNPs with missing percentages higher than 50%.

The following example demonstrates such filtering on Parrot Fish data from Stockwell et al. (2016).

#download the parrotfish data (Stockwell et al. 2016) file from the following link to your working directory if you do not have the github folder
#https://github.com/piyalkarum/rCNV/blob/master/testDATA/Parrotfish_sequenceReads.vcf.gz
#and specify the path fl= to your file.
fl<-"../testDATA/Parrotfish_sequenceReads.vcf.gz"
parrot<-readVCF(fl,verbose=F)
mss<-get.miss(parrot,verbose = F, plot=F)

This generates a list with missing percentage tables for SNPs and samples and a plot similar to Fig 1.2 where missing percentages are plotted. Users can also manually plot these percentages on their discretion. Further, if desired one type of missing percentage (i.e. per sample or per SNP) can be calculated separately by specifying the argument type= in the get.miss() function. See the help page of get.miss() for more information.

Fig.1.2. Missing status of the VCF
Fig.1.2. Missing status of the VCF
head(mss$perSample)
#>   indiv n_miss     f_miss
#> 1  DP_1   1089 0.05726455
#> 2 DP_10   1086 0.05710680
#> 3 DP_11   1365 0.07177788
#> 4 DP_12   1091 0.05736972
#> 5 DP_13   1069 0.05621286
#> 6 DP_14    387 0.02035021

The plot shows that there are several samples with missing data for more than 50% of the SNPs. It is recommended to remove these before proceeding with further analysis. Removing them from the imported vcf file is just a matter of obtaining the columns (samples) for which missing percentage if >50%.

dim(parrot$vcf)
#> [1] 19017   105
sam<-which(mss$perSample$f_miss>0.5)+9 #here we determine the sample columns with f_miss>0.5 and add 9 to get the correct column number because there are 9 more columns before the sample columns start.
parrot<-data.frame(parrot$vcf)[,-sam]
dim(parrot)
#> [1] 19017   100

We have removed 5 samples that were undesired for the analysis due to their missing data. Undesired SNPs can also be removed the same way; Note: now they are in rows.

1.3 Assessing the relatedness among samples and heterozygosity within

The function relatedness() in the rCNV package will generate the relatedness index between pairs of samples according to Yang et al. (2010). The output is a data frame with pairs of samples and the relatedness score Ajk. Please read Yang et al. (2010) for more information on the calculation of Ajk.

rels<-relatedness(parrot)
head(rels)

From the relatedness plots, we can see that the relatedness in Parrot fish samples is low. We recommend removing one sample of the pairs with outlier values above 0.9.

sample relatednesssample heterozygosity

Figure 1.3. a. Relatedness among samples, b. Heterozygosity in Parrotfish populations

Heterozygosity within populations can be calculated using h.zygosity() function.

  * NOTE: A list of populations corresponding to the samples must be provided in order to plot the heterozygosity among populations.
pops<-substr(colnames(parrot)[-c(1:9)],1,2) #population codes (the first two letters of the sample names)
hz<-h.zygosity(parrot,pops=pops)
head(hz)

In figure 1.3.b, we can see that most of the individuals has a mean heterozygosity FIS close to 0.19, except for a few outliers. However, outliers with an FIS value below -0.2 is highly likely DNA contamination. Therefore, it is recommended to remove such samples.

1.4 Generating allele depth tables and normalized depth values

Allele read depth table is the main data that will be used for the rest of the analysis. Therefore, having them generated and stored for later use will immensely save a lot of time. The function hetTgen() is especially dedicated for this purpose. Apart from generating filtered allele depth table for separate alleles (info.type="AD"), the function can also generate total allele depth (info.type="AD-tot"), genotype table (info.type="GT"), etc.. See the help page of hetTgen() for more formats.

ad.tab<-hetTgen(parrot,info.type="AD")
ad.tab[1:10,1:6]
Table 1.4.0 Allele depth table (generated from a larger data set of Stockwell et al. 2016 Parrot fish data)
CHROM POS ID ALT KKOGR07_0005_combo KKOGR07_0006
7452 un 705339 67808 A 45,0 34,0
18079 un 769896 80692 T 16,0 15,0
9793 un 926883 109573 A 56,0 42,0
11755 un 172395 16363 C 61,67 40,34
10122 un 18102 1703 A 75,0 51,0
816 un 76725 6991 C 66,41 20,20

As an additional step, rCNV framework corrects allele depth values for genotype misclassifications (where genotype and the depth values do not match) and odd number anomalies (where total depth of a loci is odd).

#the genotype table is needed for correcting the genotype mismatches
gt<-hetTgen(parrot,info.type = "GT")
ad.tab<-ad.correct(ad.tab,gt.table = gt)

It is recommended to normalize the allele depth values across samples in order to avoid the depth variation arise from sequencing heterogeneity where some samples tend to have higher depth values compared to others due to different origin of sequencing efforts. We provide several methods for normalizing data.
| TMM = trimmed mean of M values | MedR = median ratio normalization | QN = quantile based normalization | pca = PCA based normalization

*Please read the function help for more information on the different methods

#normalize depth table with cpm.normal()
ad.nor<-cpm.normal(ad.tab,method="MedR")
ad.nor[1:6,1:6]

Table 1.4.1 Normalized allele depth table

#> OUTLIERS DETECTED
#> Consider removing the samples:
#> KKOGR07_0030 KKOGR07_0043_combo KKOKT10_0069
CHROM POS ID ALT KKOGR07_0005_combo KKOGR07_0006
7452 un 705339 67808 A 29,0 34,0
18079 un 769896 80692 T 10,0 15,0
9793 un 926883 109573 A 36,0 42,0
11755 un 172395 16363 C 39,43 40,34
10122 un 18102 1703 A 48,0 51,0
816 un 76725 6991 C 42,26 20,20

Compare the allele depth values between tables 1.4.0 and 1.4.1.

2. DETECTION

2.1 Generating allele information table

In this step, all the statistics necessary for detecting duplicates are calculated. They include the following: a. Allele ratios (across all samples), b. Proportions of homo-/hetero-zygotes per SNP, c. Depth ratios (alternative/sum), d. Z-score, e. Chi-square significance, and f. excess of heterozygosity

Alternative allele ratio is calculated across all the samples from depth values; Proportion of homo/hetero-zygotes are also calculated across all the samples per SNP; Depth ratio is calculated per individual per SNP by dividing the alternative allele depth value by the total depth value of both alleles. This is calculated for both heterozygotes and homozygotes; the Z-score per SNP is calculated according to the following equation:

z-sqr
z-sqr
z-squre2
z-squre2

Where Ni is the total depth for heterozygote i at SNP x, NAi is the alternative allele read depth for heterozygote i at SNP x, p is the probability of sampling allele A in SNP x - for unbiased sequencing, this is 0.5. The allele.info() function calculates this for both 0.5 and biased probability using the ratio between reference and alternative alleles.

The Chi-squared values per SNP per sample were calculated using the following equation:

chi-sqr
chi-sqr
chi-sqr2
chi-sqr2

Where Ni is the total depth for heterozygote i at SNP x, NAi is the alternative allele read-depth for heterozygote i at SNP x, p is the probability of sampling allele A at SNP x in heterozygotes - in unbiased sequencing, this is 0.5, n is the number of heterozygotes at SNP x.

In addition to the above a-e parameters several other important statistics per sample per SNP is generated in the allele.info() output.

# in the new version of the package allele.info() and dupGet() functions require Fis value for a more accurate detection of the deviants
# this is obtained by using the h.zygosity() function as below
hz<-h.zygosity(parrot,verbose = FALSE) #parrot is the filtered vcf file
Fis<-mean(hz$Fis,na.rm = TRUE)
A.info<-allele.info(X=ADtable,x.norm = ADnorm, plot.allele.cov = TRUE,Fis=Fis)
# X is the corrected non-normalized allele depth table and x.norm is the normalized allele depth table
head(A.info)
#>       CHROM    POS     ID NHet    propHet  medRatio NHomRef NHomAlt propHomAlt
#> 7452     un 705339  67808    9 0.08653846 0.5000000      95       0 0.00000000
#> 18079    un 769896  80692   41 0.40594059 0.5000000      48      12 0.11881188
#> 9793     un 926883 109573   54 0.51923077 0.5096539      34      16 0.15384615
#> 10122    un  18102   1703    8 0.07619048 0.5174242      97       0 0.00000000
#> 816      un  76725   6991   49 0.47115385 0.4897959      35      20 0.19230769
#> 17482    un 713297  72437   46 0.43809524 0.5217593      52       7 0.06666667
#>       Nsamp      pAll      pHet       fis     z.het      z.05     z.all
#> 7452    104 0.5514787 0.5154153 0.9899497 0.9816955 0.5373322 0.1694981
#> 18079   101 0.5079704 0.4822855 0.9907917 0.9630120 0.3160515 0.1518454
#> 9793    104 0.5043221 0.4939181 0.9897064 0.6531659 0.8933630 0.5832463
#> 10122   105 0.4610830 0.4917005 0.9900990 0.7954672 0.5758174 0.3945965
#> 816     104 0.5007013 0.5003297 0.9907469 0.6343455 0.6562743 0.6100144
#> 17482   105 0.5085058 0.5166027 0.9897778 0.9822687 0.1245431 0.4469195
#>         chi.het    chi.05   chi.all   z.het.sum    z.05.sum z.all.sum
#> 7452  0.9175753 0.9061279 0.8927433 -0.06882976  -1.8505568  4.121455
#> 18079 0.9999231 0.9999047 0.9998801  0.29693961   6.4198038  9.175957
#> 9793  0.9999640 0.9999651 0.9999629 -3.30217028   0.9850626  4.031731
#> 10122 0.7615202 0.7593583 0.7221300  0.73317868   1.5825180 -2.407872
#> 816   0.9995718 0.9995749 0.9995681  3.32933637   3.1154399  3.570371
#> 17482 0.9996000 0.9992832 0.9995143 -0.15073519 -10.4175272 -5.158373
#>       chi.het.sum chi.05.sum chi.all.sum   eH.pval   eH.delta        cv
#> 7452     3.251816   3.409112    3.581875 0.6446423  0.3894231 1.0112356
#> 18079   14.588811  14.828298   15.091843 0.4819957 -3.0841584 0.9649802
#> 9793    21.505630  21.466620   21.545469 0.4719765  3.5576923 0.7752089
#> 10122    4.157058   4.175480    4.488264 0.6848750  0.3047619 1.0355910
#> 816     21.872400  21.860947   21.885888 0.7008333 -1.9182692 0.7840350
#> 17482   19.798998  20.702798   20.092246 0.4523861  3.1428571 0.8057838

2.2 Deviants detection

In this step, the allele information table generated in the previous step is used to detect deviant SNPs based on different models (statistics), which then is used in the next step with the appropriate test statistic to filter putative CNVs. The rCNV function dupGet() delivers easy to pick model selection to detect deviant SNPs with a plotting option to visualize the detection.

# Run this code for a demonstration of the detection
# Fis is calculated as before using h.zygosity()
dvs<-dupGet(alleleINF,test = c("z.05","chi.05"),Fis=0.11)
# z score and chi-square values given p=0.05 is used here because the data is RADseq generated and probe-biase is neglegible

head(dvs)

The detection of deviant SNPs is based on the heterozygosity within populations (or among all samples) and allelic ratios within such heterozygotes. As such, dupGet() function implements three methods to flag the deviant alleles; They are a) Excess of heterozygotes, b) Heterozygous SNPs with depth values that do not follow normal Z-score distribution, and c) Heterozygous SNPs with depth values that do not follow normal chi-square distribution.

  The proportion of heterozygotes in a population according to HWE is 2pq where as homozygotes is q2. In deviant SNPs heterozygosity is expected to be higher indicating excess of heterozygosity and thus flagged as deviant/putative-CNVs.
  In non-duplicated alleles (non-CNVs), median allele ratio must be ~0.5, however, in deviants, it varies between 1:3 and 3:1. These SNP deviants are also flagged as putative CNVs. To determine the deviation, we use the Z-score values and Chi-square significance calculated in the previous step.
  **NOTE: users can select the expected allele frequency (p: ) of the alternative allele based on the sequencing method and the probe bias therein. See our publication https://doi.org/10.1101/2022.10.14.512217 for more details on probe bias.
deviants<-dupGet(alleleINF,Fis=Fis,test = c("z.all","chi.all"),plot=TRUE,verbose = TRUE)
head(deviants)
#>       CHROM    POS     ID NHet    propHet  medRatio NHomRef NHomAlt propHomAlt
#> 7452     un 705339  67808    9 0.08653846 0.5000000      95       0 0.00000000
#> 18079    un 769896  80692   41 0.40594059 0.5000000      48      12 0.11881188
#> 9793     un 926883 109573   54 0.51923077 0.5096539      34      16 0.15384615
#> 10122    un  18102   1703    8 0.07619048 0.5174242      97       0 0.00000000
#> 816      un  76725   6991   49 0.47115385 0.4897959      35      20 0.19230769
#> 17482    un 713297  72437   46 0.43809524 0.5217593      52       7 0.06666667
#>       Nsamp   eH.pval   eH.delta    dup.stat
#> 7452    104 0.6446423  0.3894231 non-deviant
#> 18079   101 0.4819957 -3.0841584 non-deviant
#> 9793    104 0.4719765  3.5576923 non-deviant
#> 10122   105 0.6848750  0.3047619 non-deviant
#> 816     104 0.7008333 -1.9182692 non-deviant
#> 17482   105 0.4523861  3.1428571 non-deviant

The function also plots the deviants with Allele median ratio Vs Proportion of Heterozygotes to visualize and validate the detection by the user. Users can also plot the detection separately with the output of dupGet() using dup.plot() function.

Fig 2.1 Median allele ratio Vs Prop. of Heterozygotes with deviant alleles
Fig 2.1 Median allele ratio Vs Prop. of Heterozygotes with deviant alleles

2.3 Filtering putative CNVs

SNPs that are located in putative CNV regions are filtered using two methods; 1) intersection: using a combination of at least two statistics used in deviant detection. i.e., excess of heterozygotes, Z-score distribution and Chi-square distribution, 2) K-means: using an unsupervised clustering based on Z-score, chi-square, excess of heterozygotes, and coefficient of variation from read-depth dispersion. The significant SNPs from either of the filtering are flagged as putative duplicates. The users can pick a range of optimal statistics (e.g. z.all,chi.all,z.05,chi.05, etc.) depending on the nature (also sequencing technology) of the underlying data. The function cnv() is dedicated for this purpose.

CV<-cnv(alleleINF, test=c("z.05","chi.05"), filter = "kmeans")
# see the difference between deviants and duplicates
table(deviants$dup.stat)
table(CV$dup.stat)
Fig 2.1 Median allele ratio Vs Prop. of Heterozygotes with putative duplicates
Fig 2.1 Median allele ratio Vs Prop. of Heterozygotes with putative duplicates
#> 
#>     deviant non-deviant 
#>         335        2522
#> 
#>     cnv non-cnv 
#>     388    2469

3. POST-DETECTION

3.1 Duplicate list and validation

We test the validity of detected duplicates in two ways: 1. direct detection through a sliding window and 2. variant fixation index

  • The sliding window method assess the duplication along chromosomes/scaffolds on a given size (e.g., 10,000 bp) sliding window. This step assumes that ideally, if a locus is truly located in a multi-copy region, close-by SNPs should also be classified as deviants while deviation caused by sequencing error should be more scattered along the genome. The putative duplicates that do not follow this assumption will be flagged as low-confident and can be removed if desired. The function dup.validate in the rCNV package is dedicated to detecting regions enriched for deviant SNPs within a sliding window along a chromosome, scaffold, or a sequence of any given length.
    Check the function example in the package for how to use it. Note that this method is still being tested

  • Variant fixation index (VSTV_{ST} : Redon et al. 2006) is analogous to population fixation index (FSTF_{ST}) and calculated as VST=VS/VTV_{ST} = V_S/V_T where VTV_T is the variance of normalized read depths among all individuals from the two populations and VS is the average of the variance within each population, weighed for population size; and used to identify distinct CNV groups between populations (See Dennis et al., 2017; Weir & Cockerham, 1984) The function vst can be used to calculate the VSTV_{ST} values per population and plot genetic distance in a network qgraph.

# the dataset used here is from Dorrant et al. 2020 of American lobster populations in Gulf of St. Lawrence, Canada
vdata<-readRDS("../testDATA/lobster_data4Vst.rds")
# get the total depth values of the duplicated snps
# You can either use the following line to get the total depth of the samples or use the "tot" option of the hetTgen function to generate the total depth table
dd<-rCNV:::apply_pb(vdata[,-c(1:4)],2,function(x){do.call(cbind,lapply(x,function(y){sum(as.numeric(unlist(strsplit(as.character(y),","))))}))})
pops<-substr(colnames(dd),1,4)
dd<-data.frame(vdata[,1:4],dd)
Vs<-vst(dd,pops=pops)

Fig. 3.1. Vst network qgraph generated from the Vst values for each lobster population. Circles represent populations and the green arrows show similarity and the direction.See qgraph help for the interpretation of the network analysis.

NOTE: You can also run a permutation test (using vstPermutation) on the vst calculation to test the randomness of the vst.

3.2 Relative copy number

TBA

4. References

  • Chen, J., Li, L., Milesi, P., Jansson, G., Berlin, M., Karlsson, B., … Lascoux, M. (2019). Genomic data provide new insights on the demographic history and the extent of recent material transfers in Norway spruce. Evolutionary Applications, 12(8), 1539–1551. doi: 10.1111/eva.12801

  • Dorant, Y., Cayuela, H., Wellband, K., Laporte, M., Rougemont, Q., Mérot, C., … Bernatchez, L. (2020). Copy number variants outperform SNPs to reveal genotype–temperature association in a marine species. Molecular Ecology, 29(24), 4765–4782. doi: 10.1111/mec.15565

  • Karunarathne P, Zhou Q, Schliep K, Milesi P. A comprehensive framework for detecting copy number variants from single nucleotide polymorphism data: ‘rCNV’, a versatile r package for paralogue and CNV detection. Mol Ecol Resour. 2023 Jul 29. doi: 10.1111/1755-0998.13843

  • Karunarathne, P., Zhou, Q., Schliep, K., & Milesi, P. (2022). A new framework for detecting copy number variants from single nucleotide polymorphism data: ‘rCNV’, a versatile R package for paralogs and CNVs detection. BioRxiv, 2022.10.14.512217. doi: 10.1101/2022.10.14.512217

  • Redon, R., Ishikawa, S., Fitch, K. R., Feuk, L., Perry, G. H., Andrews, T. D., … Chen, W. (2006). Global variation in copy number in the human genome. Nature, 444(7118), 444–454.

  • Stockwell, B. L., Larson, W. A., Waples, R. K., Abesamis, R. A., Seeb, L. W., & Carpenter, K. E. (2016). The application of genomics to inform conservation of a functionally important reef fish (Scarus niger) in the Philippines. Conservation Genetics, 17(1), 239–249

  • Yang, J., Benyamin, B., McEvoy, B. P., Gordon, S., Henders, A. K., Nyholt, D. R., … Visscher, P. M. (2010). Common SNPs explain a large proportion of the heritability for human height. Nature Genetics, 42(7), 565–569. doi: 10.1038/ng.608